Filing Details

Accession Number:
0001415889-24-005585
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-27 18:24:40
Reporting Period:
2024-02-23
Accepted Time:
2024-02-27 18:24:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1811414 Quantumscape Corp QS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1177264 Iii O Michael Mccarthy C/O Quantumscape Corporation
1730 Technology Drive
San Jose CA 95110
Chief Legal Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2024-02-23 3,972 $6.08 757,161 No 4 F Direct
Class A Common Stock Disposition 2024-02-26 3,692 $6.16 753,469 No 4 F Direct
Class A Common Stock Disposition 2024-02-26 21,840 $6.17 731,629 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents a sale to cover tax obligations on the release of restricted stock units ("RSUs").
  2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.02 to $6.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.124 to $6.205, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  5. Includes 524,988 shares represented by RSUs and performance restricted stock units ("PSUs"). Each RSU/PSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. The RSUs vest each quarter and the PSUs vest upon achievement of certain performance milestones, in both cases subject to the Reporting Person's continued service as of each vesting date.