Filing Details
- Accession Number:
- 0000950170-24-021321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-27 16:58:11
- Reporting Period:
- 2024-02-23
- Accepted Time:
- 2024-02-27 16:58:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 827876 | Cleanspark Inc. | CLSK | Finance Services (6199) | 870449945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1625587 | Matthew S. Schultz | 10624 S. Eastern Ave. Suite A-638 Henderson NV 89052 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-23 | 270,000 | $0.00 | 2,988,768 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2024-02-26 | 270,000 | $0.00 | 3,258,768 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-02-23 | 118,800 | $16.43 | 3,139,968 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-02-26 | 118,800 | $20.35 | 3,021,168 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-02-27 | 322,400 | $20.95 | 2,698,768 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2024-02-23 | 270,000 | $0.00 | 270,000 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2024-02-26 | 270,000 | $0.00 | 270,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 270,000 | 2033-09-29 | No | 4 | M | Direct | |
| 0 | 2033-09-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 480,000 | Indirect | By S M Schultz Irrevocable Trust |
| Common Stock | 40,996 | Indirect | By Spouse |
| Series A Preferred | 500,000 | Direct |
Footnotes
- Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 300% of the Issuer's stock price on the grant date.
- Shares issued in settlement of restricted stock units granted in 2023 which vested upon the Issuer achieving a specified price per share over a designated period of time representing 400% of the Issuer's stock price on the grant date.
- Shares were applied to payment of withholding taxes in connection with the vesting and settlement of the above-mentioned restricted stock units.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $20.30 to $21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
