Filing Details

Accession Number:
0001062993-24-004591
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-27 16:39:24
Reporting Period:
2024-02-23
Accepted Time:
2024-02-27 16:39:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411207 Allison Transmission Holdings Inc ALSN Motor Vehicle Parts & Accessories (3714) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1918190 Teresa Niekerk Van C/O Allison Transmission Holdings, Inc.
One Allison Way
Indianapolis IN 46222
Vp, Chief Procurement Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-02-23 1,101 $0.00 18,686 No 4 M Direct
Common Stock Acquisiton 2024-02-23 42 $0.00 18,728 No 4 M Direct
Common Stock Disposition 2024-02-23 324 $74.63 18,404 No 4 F Direct
Common Stock Acquisiton 2024-02-26 2,761 $43.13 21,165 No 4 M Direct
Common Stock Acquisiton 2024-02-26 3,302 $39.42 24,467 No 4 M Direct
Common Stock Acquisiton 2024-02-26 2,886 $47.35 27,353 No 4 M Direct
Common Stock Disposition 2024-02-26 6,241 $74.87 21,112 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2024-02-23 1,101 $0.00 1,101 $0.00
Common Stock Dividend Equivalent Rights Disposition 2024-02-23 42 $0.00 42 $0.00
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-26 2,761 $0.00 2,761 $43.13
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-26 3,302 $0.00 3,302 $39.42
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-26 2,886 $0.00 2,886 $47.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,101 No 4 M Direct
78 No 4 M Direct
0 2031-02-10 No 4 M Direct
3,303 2032-02-23 No 4 M Direct
5,774 2033-02-22 No 4 M Direct
Footnotes
  1. Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
  2. Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
  3. Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.
  4. The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.7488 to $74.9799. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The option vested in three equal annual installments beginning on February 10, 2022.
  6. The options vest in three equal annual installments beginning on February 23, 2023.
  7. The option vests in three equal annual installments beginning on February 22, 2024.