Filing Details
- Accession Number:
- 0001415889-24-005327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-26 19:01:08
- Reporting Period:
- 2024-02-23
- Accepted Time:
- 2024-02-26 19:01:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1192448 | Glaukos Corp | GKOS | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529196 | J Mark Foley | C/O Glaukos Corporation One Glaukos Way Aliso Viejo CA 92656 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-23 | 10,000 | $7.28 | 37,780 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-02-23 | 4,560 | $92.87 | 33,220 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2024-02-23 | 10,000 | $0.00 | 10,000 | $7.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-07-10 | No | 4 | M | Direct |
Footnotes
- Includes 3,230 restricted stock units that have not yet vested or been delivered to the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $92.75 to $92.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Granted July 10, 2014. Vested 1/3 annually over a three-year period such that it vested in full on the three-year anniversary of the grant date.
Billionaire Hedge Funds
