Filing Details

Accession Number:
0001047127-24-000046
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-26 18:55:22
Reporting Period:
2024-02-22
Accepted Time:
2024-02-26 18:55:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1047127 Amkor Technology Inc. AMKR Semiconductors & Related Devices (3674) 231722724
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596796 Jean Marie Guillaume Rutten 2045 East Innovation Circle
Tempe AZ 85284
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-02-22 10,625 $9.48 144,353 No 4 M Direct
Common Stock Acquisiton 2024-02-22 4,375 $14.17 148,728 No 4 M Direct
Common Stock Disposition 2024-02-22 25,000 $30.63 123,728 No 4 S Direct
Common Stock Acquisiton 2024-02-23 10,748 $0.00 134,476 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2024-02-22 10,625 $0.00 10,625 $9.48
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2024-02-22 4,375 $0.00 4,375 $14.17
Common Stock Restricted Stock Units Disposition 2024-02-23 10,748 $0.00 10,748 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-15 2029-02-15 No 4 M Direct
98,125 2020-10-30 2030-07-30 No 4 M Direct
21,496 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2023.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.40 to $31.00. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. On March 17, 2023, the Reporting Person filed a Form 4 which inadvertently reported that the Reporting Person beneficially owned 15,265 2019 Options Shares (as defined below) as of March 15, 2023, instead of 15,625. As of February 22, 2024, the Reporting Person beneficially owned 0 2019 Option Shares.
  4. This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Option Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option vested on the fourth anniversary of the 2019 Option Grant Date.
  5. This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Option Grant Date") and vested in equal quarterly installments over three years, such that 100% of the 2020 Option vested on the third anniversary of the 2020 Option Grant Date.
  6. On February 24, 2022 (the "RSU Grant Date"), the Reporting Person was granted 42,992 time-vested restricted stock units ("RSUs") pursuant to the Issuer's 2021 Equity Incentive Plan, as amended, and the applicable award agreement. The RSUs convert into shares of the Issuer's common stock on a one-to-one basis and vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.