Filing Details
- Accession Number:
- 0000950170-24-020136
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2024-02-26 16:05:50
- Reporting Period:
- 2024-02-20
- Accepted Time:
- 2024-02-26 16:05:50
- Original Submission Date:
- 2024-02-22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616262 | Rocky Mountain Chocolate Factory Inc. | RMCF | () | WI |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1569866 | Global Value Investment Corp. | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | No | |
| 1733547 | Richart Jeffrey Geygan | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | No | |
| 1734726 | James Geygan | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | No | |
| 1865363 | Stacy Wilke | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | No | |
| 1865425 | Kathleen Geygan | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | No | |
| 1955705 | Gvp 2021-A, L.p. | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | No | |
| 1955706 | Gvp 2021-A, Llc | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | No | |
| 2007274 | G Shawn Rice | 1433 N. Water Street Suite 400 Milwaukee WI 53202 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-20 | 7,148 | $4.20 | 1,100,656 | No | 4 | P | Indirect | See footnotes. |
| Common Stock | Acquisiton | 2024-02-21 | 3,265 | $4.37 | 1,103,921 | No | 4 | P | Indirect | See footnotes. |
| Common Stock | Acquisiton | 2024-02-22 | 22,348 | $4.32 | 1,126,269 | No | 4 | P | Indirect | See footnotes. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnotes. |
| No | 4 | P | Indirect | See footnotes. |
| No | 4 | P | Indirect | See footnotes. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,213 | Direct |
Footnotes
- The reported price represents a weighted average purchase price. The Reporting Person(s) undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.
- In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, Kathleen M. Geygan, a citizen of the United States of America, and Shawn G. Rice, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.
- In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, Kathleen M. Geygan, and Shawn G. Rice.
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