Filing Details

Accession Number:
0001144204-11-043465
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-02 18:04:03
Reporting Period:
2011-08-01
Filing Date:
2011-08-02
Accepted Time:
2011-08-02 18:04:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
876883 Mdc Partners Inc MDCA Services-Advertising Agencies (7311) 980364441
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1313565 Mitchell Gendel C/O Mdc Partners Inc.
745 Fifth Avenue
New York NY 10151
Gen. Counsel & Corp. Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2011-08-01 300 $20.40 107,513 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Shares 107,213 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Shares Stock Appreciation Rights $3.72 2010-02-12 2014-02-12 125,940 125,940 Direct
Restricted Stock Extraordinary Equity Value Appre. Restricted Stock Awards $0.00 2013-12-31 45,000 45,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-02-12 125,940 125,940 Direct
2013-12-31 45,000 45,000 Direct
Footnotes
  1. Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.
  2. Represents open market purchases.
  3. A total of 170,940 SARs were granted February 12, 2009, 33% vested on the first anniversary of the grant date, 33% vest on the second anniversary of the grant date, and 34% vest on the third anniversary of the grant date, and all such SARs expire on February 12, 2014. These SARs may be settled in cash or stock, at the discretion of the Issuer.
  4. These Extraordinary Equity Value Appreciation Restricted Stock Awards ("EVARs") granted under the Issuer's EVARs program (previously disclosed by the Issuer on Form 8-K dated January 26, 2011) represent the right to receive shares of Restricted Stock on a one-to-one basis upon the Issuer's achievement of stock price targets equal to $20.00 (15,000 EVARs), $22.75 (15,000 EVARs) and $26.25 (15,000 EVARs), as described in greater detail in the EVAR Letter Agreement.