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Home > Insider Trading > Filing (0000018230-11-000411)

Filing Details

Accession Number:: 0000018230-11-000411
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-08-02 16:53:57
Reporting Period:: 2011-07-29

Filing Date:: 2011-08-02
Accepted Time:: 2011-08-02 16:53:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
18230	Caterpillar Inc	CAT	Construction Machinery & Equip (3531)	370602744

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1171770	R Douglas Oberhelman	100 N.e. Adams Street Peoria IL 61629-7220	Ceo & Chairman Of The Board	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Disposition	2011-07-29	9,000	$99.64	95,543	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common	Phantom Stock Units	Acquisiton	2011-07-29	292	$0.00	292	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
44,230			No	4	A	Direct

Footnotes

Consideration for shares consisted of equity interest in a privately-held limited liability company.
This amount includes 28,722 shares in 401K and 7748 shares in dividend reinvestment.
Security converts to common stock on a one-for-one basis.
The reported phantom stock units were acquired under Caterpillar Inc.'s deferred employee investment plan and will be settled upon the reporting person's retirement or separation from service.