Filing Details
- Accession Number:
- 0001600620-24-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-22 16:33:06
- Reporting Period:
- 2024-02-20
- Accepted Time:
- 2024-02-22 16:33:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1600620 | Aurinia Pharmaceuticals Inc. | AUPH | Pharmaceutical Preparations (2834) | 981231763 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1938159 | Michael Scott Habig | #140, 14315-118 Avenue Edmonton A0 T5L 4S6 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-20 | 195,512 | $0.00 | 508,231 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2024-02-20 | 15,867 | $5.48 | 492,364 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents grant of Restricted Stock Units (RSUs) payable solely in common stock of the Issuer that vest in three (3) equal annual installments on the first, second and third anniversary of the grant date.
- Represents the number of shares automatically sold to cover tax withholding obligations in connection with the vesting of RSUs granted on August 1, 2022 grant.
Billionaire Hedge Funds
