Filing Details

Accession Number:
0001628280-24-006342
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-22 16:11:49
Reporting Period:
2024-02-20
Accepted Time:
2024-02-22 16:11:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1647639 Upstart Holdings Inc. UPST () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558259 Scott Darling C/O Upstart Holdings, Inc.
2950 S. Delaware Street, Suite 410
San Mateo CA 94403
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-02-20 4,752 $25.29 175,311 No 4 S Direct
Common Stock Disposition 2024-02-21 536 $24.52 174,775 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.55. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (5) to this Form 4.
  3. Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  4. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2023.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.275 to $24.89.