Filing Details

Accession Number:
0001062993-24-004060
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-22 16:06:51
Reporting Period:
2024-02-20
Accepted Time:
2024-02-22 16:06:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411207 Allison Transmission Holdings Inc ALSN Motor Vehicle Parts & Accessories (3714) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661939 Jh Dana Pittard C/O Allison Transmission Holdings, Inc.
One Allison Way
Indianapolis IN 46222
Vp, Defense Programs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-02-20 6,410 $23.59 10,597 No 4 M Direct
Common Stock Acquisiton 2024-02-20 4,929 $37.11 15,526 No 4 M Direct
Common Stock Acquisiton 2024-02-20 6,196 $43.30 21,722 No 4 M Direct
Common Stock Acquisiton 2024-02-20 5,905 $49.60 27,627 No 4 M Direct
Common Stock Acquisiton 2024-02-20 5,937 $43.24 33,564 No 4 M Direct
Common Stock Acquisiton 2024-02-20 6,883 $43.13 40,447 No 4 M Direct
Common Stock Acquisiton 2024-02-20 2,685 $39.42 43,132 No 4 M Direct
Common Stock Disposition 2024-02-20 7,463 $67.88 35,669 No 4 S Direct
Common Stock Disposition 2024-02-20 31,475 $68.91 4,194 No 4 S Direct
Common Stock Disposition 2024-02-20 7 $69.69 4,187 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-20 6,410 $0.00 6,410 $23.59
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-20 4,929 $0.00 4,929 $37.11
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-20 6,196 $0.00 6,196 $43.30
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-20 5,905 $0.00 5,905 $49.60
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-20 5,937 $0.00 5,937 $43.24
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-20 6,883 $0.00 6,883 $43.13
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-20 2,685 $0.00 2,685 $39.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-02-16 No 4 M Direct
0 2027-02-21 No 4 M Direct
0 2028-02-07 No 4 M Direct
0 2029-02-20 No 4 M Direct
0 2030-02-25 No 4 M Direct
0 2031-02-10 No 4 M Direct
5,372 2032-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,404 Indirect Pittard Living Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2023.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $67.6100 to $68.5600. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $68.6200 to $69.6000. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The options vested on February 17, 2019.
  5. The options vested on February 22, 2020.
  6. The options vested on February 7, 2021.
  7. The options vested on February 20, 2022.
  8. The options vested on February 25, 2023.
  9. The options vested in three equal annual installments beginning on February 10, 2022.
  10. The options vest in three equal annual installments beginning on February 23, 2023.