Filing Details

Accession Number:
0001758766-24-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-21 17:07:15
Reporting Period:
2024-02-20
Accepted Time:
2024-02-21 17:07:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1758766 Stem Inc. STEM Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 264466193
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1986259 Matthew Tappin 100 California Street
14Th Floor
San Francisco CA 94111
President, Asset Management No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Disposition 2024-02-20 6,857 $3.05 11,411 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2023.