Filing Details

Accession Number:
0001415889-24-004499
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-20 19:46:54
Reporting Period:
2024-02-16
Accepted Time:
2024-02-20 19:46:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1422930 Pubmatic Inc. PUBM Services-Computer Programming, Data Processing, Etc. (7370) 205863224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1974892 Paulina Klimenko C/O Pubmatic, Inc.
601 Marshall Street
Redwood City CA 94063
Chief Growth Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-02-16 2,083 $0.00 2,083 No 4 C Direct
Class A Common Stock Disposition 2024-02-16 2,083 $17.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to buy Class B Common Stock) Disposition 2024-02-16 2,083 $0.00 2,083 $2.16
Class A Common Stock Class B Common Stock Acquisiton 2024-02-16 2,083 $0.00 2,083 $0.00
Class A Common Stock Class B Common Stock Disposition 2024-02-16 2,083 $0.00 2,083 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
24,275 2030-07-28 No 4 M Direct
2,083 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 11, 2023.
  2. The options are fully vested.
  3. Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.