Filing Details

Accession Number:
0001415889-24-004433
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-20 17:29:39
Reporting Period:
2024-01-18
Accepted Time:
2024-02-20 17:29:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1825079 Velo3D Inc. VLD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1739205 Allen Bradley Kreger C/O Velo3D, Inc.
2710 Lakeview Ct
Fremont CA 94538
Interim Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-01-18 31,446 $0.00 70,337 No 4 M Direct
Common Stock Disposition 2024-01-18 13,600 $0.30 56,737 No 4 S Direct
Common Stock Acquisiton 2024-02-15 116,787 $0.00 173,524 No 4 M Direct
Common Stock Acquisiton 2024-02-15 20,794 $0.00 194,318 No 4 M Direct
Common Stock Acquisiton 2024-02-18 31,447 $0.00 225,765 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit (RSU) Disposition 2024-01-18 31,446 $0.00 31,446 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2024-02-15 116,787 $0.00 116,787 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2024-02-15 20,794 $0.00 20,794 $0.00
Common Stock Restricted Stock Unit (RSU) Disposition 2024-02-18 31,447 $0.00 31,447 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
345,912 No 4 M Direct
350,361 No 4 M Direct
0 No 4 M Direct
314,465 No 4 M Direct
Footnotes
  1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
  2. The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.
  3. The RSUs vest in 12 equal monthly installments over one year, beginning January 18, 2024, subject to the continuing service of the Reporting Person on each vesting date.
  4. The RSUs vest as to 1/4th of the total grant on February 15, 2024, and thereafter 1/12th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
  5. The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.