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Filing Details

Accession Number:: 0000950170-24-017225
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-02-20 16:51:24
Reporting Period:: 2024-02-15

Accepted Time:: 2024-02-20 16:51:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1840292	Heliogen Inc.	HLGN	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1189020	Patrick Soon-Shiong	C/O Nant Capital Llc 450 Duley Road El Segundo CA 90245	No	No	No	No
1629186	Mp 13 Ventures, Llc	450 Duley Road El Segundo CA 90245	No	No	No	No
1629222	Cambridge Equities, Lp	450 Duley Road El Segundo CA 90245	No	No	No	No
1675758	Nant Capital, Llc	450 Duley Road El Segundo CA 90245	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2024-02-15	442,298	$1.52	442,298	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	946,275	Direct
Common Stock	67,020	Direct

Footnotes

Common Stock of the Issuer acquired by Cambridge Equities, LP ("Cambridge Equities") in a private transaction pursuant to a Stock Transfer Agreement.
The purchase price was calculated based on the OTCQX Best Market volume weighted average closing price of the Issuer's common stock, as reported by OTC Markets Group Inc. during the ten (10) trading day period ending on the trading day prior to the date of sale.
Transaction previously reported on Form 3 jointly filed by Cambridge Equities and MP13 Ventures, LLC ("MP 13 Ventures").
Shares owned by Cambridge Equities, who is a member of a "group" with Nant Capital, LLC ("Nant Capital") and Dr. Patrick Soon-Shiong for purposes of Section 13(d) of the Exchange Act. MP13 Ventures is the general partner of Cambridge Equities and may be deemed to have beneficial ownership of the shares held by Cambridge Equities and Dr. Patrick Soon-Shiong is the sole member of MP13 Ventures. As a result, MP13 Ventures and Dr. Soon-Shiong may be deemed to beneficially own, and share with Cambridge Equities the power to vote and direct the vote, and the power to dispose or direct the disposition of, the shares owned by Cambridge Equities.
The reporting owners disclaims beneficial ownership over the shares owned, except to the extent of their pecuniary interest.
These shares are owned by Nant Capital, who is a member of a "group" with Cambridge Equities and Dr. Patrick Soon-Shiong for purposes of Section 13(d) of the Exchange Act. Dr. Soon-Shiong is the sole member of Nant Capital and thus may be deemed to beneficially own, and share with Nant Capital the power to vote and direct the vote, and the power to dispose or direct the disposition of, the shares owned by Nant Capital.
These shares are solely owned by Dr. Patrick Soon-Shiong, who is a member of a "group" with Nant Capital and Cambridge Equities for purposes of Section 13(d) of the Exchange Act.