Filing Details
- Accession Number:
- 0000726514-11-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-02 12:01:51
- Reporting Period:
- 2011-07-29
- Filing Date:
- 2011-08-02
- Accepted Time:
- 2011-08-02 12:01:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 726514 | Electro Scientific Industries Inc | ESIO | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 930370304 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435872 | Bing-Fai Wong | 13900 Nw Science Park Drive Portland OR 97229 | Vp Customer Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-29 | 9,750 | $16.58 | 52,622 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-29 | 9,750 | $19.30 | 42,872 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-07-29 | 12,000 | $16.92 | 54,872 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-29 | 12,000 | $19.30 | 42,872 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Disposition | 2011-07-29 | 9,750 | $0.00 | 9,750 | $16.58 |
| Common Stock | Non-Qualified Stock Option | Disposition | 2011-07-29 | 12,000 | $0.00 | 12,000 | $16.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-05-15 | 2018-05-14 | No | 4 | M | Direct |
| 0 | 2006-04-20 | 2015-04-19 | No | 4 | M | Direct |
Footnotes
- Options become exercisable for 25% of the shares on the first four anniversaries of the grant date.
Billionaire Hedge Funds
