Filing Details

Accession Number:
0001758554-24-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-16 17:07:32
Reporting Period:
2024-02-14
Accepted Time:
2024-02-16 17:07:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375365 Super Micro Computer Inc. SMCI Electronic Computers (3571) 770353939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1777241 W Don Clegg 980 Rock Avenue
San Jose CA 95131
Svp, Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-02-14 2,000 $20.54 4,837 No 4 M Direct
Common Stock Acquisiton 2024-02-14 20,000 $22.10 24,837 No 4 M Direct
Common Stock Acquisiton 2024-02-14 6,000 $30.33 30,837 No 4 M Direct
Common Stock Disposition 2024-02-14 700 $863.70 30,137 No 4 S Direct
Common Stock Disposition 2024-02-14 900 $864.70 29,237 No 4 S Direct
Common Stock Disposition 2024-02-14 645 $865.96 28,592 No 4 S Direct
Common Stock Disposition 2024-02-14 2,200 $867.49 26,392 No 4 S Direct
Common Stock Disposition 2024-02-14 1,100 $868.29 25,292 No 4 S Direct
Common Stock Disposition 2024-02-14 2,000 $869.46 23,292 No 4 S Direct
Common Stock Disposition 2024-02-14 2,357 $870.16 20,935 No 4 S Direct
Common Stock Disposition 2024-02-14 700 $871.60 20,235 No 4 S Direct
Common Stock Disposition 2024-02-14 1,500 $872.86 18,735 No 4 S Direct
Common Stock Disposition 2024-02-14 1,000 $874.08 17,735 No 4 S Direct
Common Stock Disposition 2024-02-14 1,500 $875.17 16,235 No 4 S Direct
Common Stock Disposition 2024-02-14 3,785 $876.24 12,450 No 4 S Direct
Common Stock Disposition 2024-02-14 2,400 $877.12 10,050 No 4 S Direct
Common Stock Disposition 2024-02-14 800 $877.98 9,250 No 4 S Direct
Common Stock Disposition 2024-02-14 1,175 $880.58 8,075 No 4 S Direct
Common Stock Disposition 2024-02-14 2,339 $881.42 5,736 No 4 S Direct
Common Stock Disposition 2024-02-14 1,700 $882.34 4,036 No 4 S Direct
Common Stock Disposition 2024-02-14 1,326 $883.63 2,710 No 4 S Direct
Common Stock Disposition 2024-02-14 600 $884.47 2,110 No 4 S Direct
Common Stock Acquisiton 2024-02-15 500 $0.00 2,610 No 4 M Direct
Common Stock Disposition 2024-02-15 254 $1,004.00 2,356 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-14 2,000 $0.00 2,000 $20.54
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-14 20,000 $0.00 20,000 $22.10
Common Stock Employee Stock Option (right to buy) Disposition 2024-02-14 6,000 $0.00 6,000 $30.33
Common Stock Restricted Stock Units Disposition 2024-02-15 500 $0.00 500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-08-03 No 4 M Direct
0 2028-07-31 No 4 M Direct
1,500 2030-08-04 No 4 M Direct
0 No 4 M Direct
Footnotes
  1. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $863.11 to $864.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  2. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $864.56 to $865.00, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $865.80 to $866.38, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $866.89 to $867.88, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  5. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $867.90 to $868.80, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  6. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $868.91 to $869.87, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  7. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $869.93 to $870.89, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  8. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $871.19 to $871.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  9. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $872.50 to $873.37, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  10. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $873.65 to $874.49, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  11. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $874.72 to $875.71, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  12. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $875.74 to $876.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  13. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $876.75 to $877.74, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  14. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $877.77 to $878.55, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  15. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $879.79 to $880.77, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  16. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $880.82 to $881.70, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  17. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $881.87 to $882.78, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  18. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $882.98 to $883.97, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  19. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $884.00 to $884.85, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  20. Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
  21. This stock option is fully vested and exercisable.
  22. Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on May 1, 2021, and 1/16th at the end of each successive calendar quarter thereafter.
  23. Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.