Filing Details

Accession Number:
0000950170-24-016510
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-16 17:00:47
Reporting Period:
2024-02-15
Accepted Time:
2024-02-16 17:00:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278021 Marketaxess Holdings Inc MKTX Security Brokers, Dealers & Flotation Companies (6211) 522230784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1704380 M Kevin Mcpherson C/O Marketaxess Holdings Inc.
55 Hudson Yards, 15Th Floor
New York NY 10001
Chief Revenue Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.003 Per Share Acquisiton 2024-02-15 3,653 $0.00 72,470 No 4 A Direct
Common Stock, Par Value $0.003 Per Share Disposition 2024-02-15 378 $216.21 72,092 No 4 F Direct
Common Stock, Par Value $0.003 Per Share Disposition 2024-02-16 2,000 $221.26 70,092 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2025, 33% on February 15, 2026, and 33% on February 15, 2027.
  2. Represents the surrender of shares to the Company to satisfy the reporting owner's tax withholding obligation upon the vesting of restricted stock units previously granted to the reporting owner.
  3. The transactions were executed in multiple trades at prices ranging from $220.91 to $221.51. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.