Filing Details
- Accession Number:
- 0000950170-24-016509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-16 17:00:42
- Reporting Period:
- 2024-02-14
- Accepted Time:
- 2024-02-16 17:00:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333986 | Equitable Holdings Inc. | EQH | Insurance Agents, Brokers & Service (6411) | 585512450 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441552 | Nick Lane | C/O Equitable Holding, Inc. 1345 Avenue Of The Americas New York NY 10105 | (See Remarks) | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-14 | 31,963 | $0.00 | 176,095 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2024-02-15 | 10,000 | $23.18 | 186,095 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-02-15 | 10,000 | $34.27 | 176,095 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2024-02-15 | 10,000 | $34.27 | 166,095 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2024-02-15 | 10,000 | $0.00 | 10,000 | $23.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 84,417 | 2030-02-26 | No | 4 | M | Direct |
Footnotes
- Grant of restricted stock units under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer upon vesting. The restricted stock units vest in three ratable annual installments beginning on February 28, 2025. Vested shares will be delivered to the reporting person within 30 days following the vesting date.
- Total includes Restricted Stock Units.
- The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 22, 2023.
- This transaction was executed in multiple trades at prices ranging from $34.0000 to $34.8000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020
Billionaire Hedge Funds
