Filing Details

Accession Number:
0001225208-24-002280
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-16 14:52:48
Reporting Period:
2024-02-16
Accepted Time:
2024-02-16 14:52:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651631 Jennifer Rumsey 500 Jackson Street
Columbus IN 47201
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2024-02-16 1,070 $149.34 3,437 No 4 M Direct
Common Disposition 2024-02-16 739 $266.91 2,698 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2024-02-16 1,070 $0.00 1,070 $149.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-04-02 2024-04-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 1,482 Indirect By 401(k) Plan
Common 11,373 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 11,640 11,640 Direct
Common Stock Option (Right-to-Buy) $128.05 2018-08-15 2025-08-15 1,340 1,340 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 2,680 2,680 Direct
Common Stock Option (Right-to-Buy) $142.12 2023-04-06 2030-04-06 13,320 13,320 Direct
Common Stock Option (Right-to-Buy) $149.72 2020-04-03 2027-04-03 8,760 8,760 Direct
Common Stock Option (Right-to-Buy) $154.35 2017-07-01 2024-07-01 350 350 Direct
Common Stock Option (Right-to-Buy) $160.10 2021-04-03 2028-04-03 6,950 6,950 Direct
Common Stock Option (Right-to-Buy) $163.43 2022-04-04 2029-04-04 12,330 12,330 Direct
Common Stock Option (Right-to-Buy) $166.18 2022-10-16 2029-10-16 1,235 1,235 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-04-04 11,640 11,640 Direct
2025-08-15 1,340 1,340 Direct
2025-04-02 2,680 2,680 Direct
2030-04-06 13,320 13,320 Direct
2027-04-03 8,760 8,760 Direct
2024-07-01 350 350 Direct
2028-04-03 6,950 6,950 Direct
2029-04-04 12,330 12,330 Direct
2029-10-16 1,235 1,235 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $266.4750 - $266.95. The reporting person undertakes to provide to Cummins Inc., any security holder of Cummins Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated.
  2. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.