Filing Details
- Accession Number:
- 0001748824-24-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-15 16:35:36
- Reporting Period:
- 2024-02-13
- Accepted Time:
- 2024-02-15 16:35:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1748824 | Brightsphere Investment Group Inc. | BSIG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1723025 | Suren Rana | 200 State Street 13Th Floor Boston MA 02109 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-13 | 414,000 | $12.00 | 544,967 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-02-13 | 304,040 | $21.75 | 240,927 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2024-02-14 | 109,960 | $20.74 | 130,967 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2024-02-13 | 414,000 | $12.00 | 414,000 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-03-03 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.28 to $21.12, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- On January 22, 2019, the reporting person was granted an option to purchase 2,070,000 ordinary shares of BrightSphere Investment Group plc. The option vested in five equal annual installments of 414,000 ordinary shares over a four-year period with the first tranche having vested immediately, and the following tranches having vested on each of January 22, 2020, January 22, 2021, January 22, 2022 and January 22, 2023.
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