Filing Details

Accession Number:
0001628280-24-004552
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-13 17:37:48
Reporting Period:
2024-02-09
Accepted Time:
2024-02-13 17:37:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1616533 Smart Global Holdings Inc. SGH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232019 Penny Herscher C/O Smart Global Holdings, Inc.
39870 Eureka Drive
Newark CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2024-02-09 6,821 $0.00 15,238 No 4 A Direct
Ordinary Shares Disposition 2024-02-12 2,525 $22.62 12,713 No 4 S Direct
Ordinary Shares Disposition 2024-02-13 842 $21.62 11,871 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 4,584 Indirect By Family Trust
Footnotes
  1. Represents a restricted share unit award that is scheduled to vest in full on the earlier of February 9, 2025 or the date of the annual general meeting of shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.
  2. Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the reporting person and her spouse serve as co-trustees.
  3. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on July 24, 2023.
  4. This transaction was executed in multiple trades at prices ranging from $22.49 to $22.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $21.39 to $22.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.