Filing Details

Accession Number:
0000950170-24-014000
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-12 17:51:02
Reporting Period:
2024-02-12
Accepted Time:
2024-02-12 17:51:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1994702 Kyverna Therapeutics Inc. KYTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1867627 P. Michael Rubin 7500 Old Georgetown Road, Suite 800
Bethesda MD 20814
No No No No
1972690 Northpond Ventures Iii, Lp 7500 Old Georgetown Road, Suite 800
Bethesda MD 20814
No No No No
2010695 Northpond Ventures Iii Gp, Llc 7500 Old Georgetown Road, Suite 800
Bethesda MD 20814
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-02-12 2,805,426 $0.00 2,805,426 No 4 C Indirect By: Northpond Ventures III, LP
Common Stock Acquisiton 2024-02-12 450,000 $22.00 450,000 No 4 P Indirect By: Northpond Ventures, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By: Northpond Ventures III, LP
No 4 P Indirect By: Northpond Ventures, LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2024-02-12 12,767,776 $0.00 2,805,426 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Immediately prior to the closing of the initial public offering of Kyverna Therapeutics, Inc. (the "Issuer"), each share of Series B Convertible Preferred Stock, par value $0.00001 per share (the "Series B Preferred Stock"), of the Issuer automatically converted on a 4.5511-for-1 basis into shares of the Issuer's common stock, par value $0.00001 per share (the "Common Stock"). The Series B Preferred Stock had no expiration date.
  2. Northpond Ventures III GP, LLC ("Northpond III LLC") is the general partner of Northpond Ventures III, LP ("Northpond Fund III"), and Michael P. Rubin is the managing member of Northpond III LLC. As a result, each of Northpond III LLC and Mr. Rubin may be deemed to share beneficial ownership with respect to the shares held of record by Northpond Fund III. Each of Northpond III LLC and Mr. Rubin disclaim beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any.
  3. Northpond Ventures GP, LLC ("Northpond LLC") is the general partner of Northpond Ventures, LP ("Northpond Fund"), and Michael P. Rubin is the managing member of Northpond LLC. As a result, Mr. Rubin may be deemed to share beneficial ownership with respect to the shares held of record by Northpond Fund. Mr. Rubin disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any.