Filing Details
- Accession Number:
- 0001213900-24-012219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-09 21:00:46
- Reporting Period:
- 2024-02-07
- Accepted Time:
- 2024-02-09 21:00:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1759824 | Alta Equipment Group Inc. | ALTG | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207269 | R Bryant Riley | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1464790 | B. Riley Financial, Inc. | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1505748 | B. Riley Securities, Inc. | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | Yes | No | |
| 1880803 | Brf Investments, Llc | 11100 Santa Monica Blvd, Suite 800 Los Angeles CA 90025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2024-02-07 | 2,449,629 | $11.00 | 0 | No | 4 | S | Indirect | By BRF Investments, LLC |
| Common Stock | Disposition | 2024-02-07 | 307,679 | $11.00 | 852,455 | No | 4 | S | Indirect | By B. Riley Securities, Inc. |
| Common Stock | Disposition | 2024-02-08 | 852,455 | $11.00 | 0 | No | 4 | S | Indirect | By B. Riley Securities, Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By BRF Investments, LLC |
| No | 4 | S | Indirect | By B. Riley Securities, Inc. |
| No | 4 | S | Indirect | By B. Riley Securities, Inc. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 211,175 | Direct | |
| Common Stock | 1,062 | Indirect | By Bryant R. Riley, as UTMA custodian for Charlie Riley |
| Common Stock | 1,062 | Indirect | By Bryant R. Riley, as UTMA custodian for Susan Riley |
| Common Stock | 1,062 | Indirect | By Bryant R. Riley, as UTMA custodian for Abigail Riley |
| Common Stock | 1,062 | Indirect | By Bryant R. Riley, as UTMA custodian for Eloise Riley |
Footnotes
- This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware limited liability company ("BRFI"), and Bryant R. Riley.
- BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.
- Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
- Represents shares held directly by Bryant R. Riley.
- Represents the removal of 211,174 shares that were initially reported inadvertently on Form 4 filed April 12, 2021 despite being previously sold.
- Represents the removal of 202,247 shares that were inadvertently reported that are not deemed to be beneficially owned by the Reporting Persons.
Billionaire Hedge Funds
