Filing Details
- Accession Number:
- 0001836875-24-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-02-08 19:30:36
- Reporting Period:
- 2024-02-02
- Accepted Time:
- 2024-02-08 19:30:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1836875 | Nuvve Holding Corp. | NVVE | Power, Distribution & Specialty Transformers (3612) | 861617000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1852374 | Gregory Poilasne | C/O Nuvve Holding Corp. 2468 Historic Decatur Road, Suite 200 San Diego CA 92106 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-02-02 | 25,000 | $2.00 | 90,608 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2024-02-02 | 25,000 | $0.00 | 25,000 | $2.00 |
| Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2024-02-02 | 25,000 | $0.00 | 25,000 | $2.00 |
| Common Stock | Warrants to Purchase Common Stock | Acquisiton | 2024-02-02 | 25,000 | $0.00 | 25,000 | $2.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,109 | 2024-02-02 | 2029-02-02 | No | 4 | A | Direct |
| 73,109 | 2024-02-02 | 2029-02-02 | No | 4 | A | Direct |
| 98,109 | 2024-02-02 | 2029-02-02 | No | 4 | A | Direct |
Footnotes
- The common stock, Series A warrants, Series B warrants and Series C warrants were acquired by the reporting person in a public offering conducted by the Company that was closed on February 2, 2024.
- Series A Warrants to purchase Common Stock
- Series B Warrants to purchase Common Stock.
- Series B warrants will expire on November 2, 2024
- Series C Warrants to purchase Common Stock
- The Series C warrants to purchase Common Stock may only be exercised to the extent and in proportion to the holder of the Series C warrants exercising its corresponding Series B warrants to purchase Common Stock. The Series C warrants to purchase Common Stock expire fire years from the date of issuance, however, provided that to the extent and in proportion to the holder of Series C warrants not exercising its corresponding Series B warrants, such Series C warrants will expire on November 2, 2024.
Billionaire Hedge Funds
