Filing Details

Accession Number:
0001534969-24-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-07 16:56:41
Reporting Period:
2024-02-06
Accepted Time:
2024-02-07 16:56:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534969 Sera Prognostics Inc. SERA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1421563 Gardner Robert Harrison C/O Sera Prognostics, Inc.
2749 East Parleys Way, Suite 200
Salt Lake City UT 84109
Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2024-02-06 5,665 $8.03 147,835 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by "sell to cover" transactions and does not represent a discretionary transaction by the Reporting Person.
  2. The price reported is a weighted average price. These shares were sold as part of a block trade in multiple transactions at prices ranging from $8.00 to $8.11, inclusive. The Reporting Person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price with regard to the block trade.