Filing Details

Accession Number:
0000950170-24-010859
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-02 20:00:13
Reporting Period:
2024-02-01
Accepted Time:
2024-02-02 20:00:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828811 Li-Cycle Holdings Corp. LICY Hazardous Waste Management (4955) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1877801 Timothy Johnston C/O Li-Cycle Holdings Corp
207 Queens Quay West, Suite 590
Toronto A6 M5J 1A7
Executive Chairman & Director No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2024-02-01 10,929 $0.41 555,256 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 11,047,167 Indirect By Keperra Holdings Limited
Footnotes
  1. The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the reporting person in order to pay the tax liability arising from the vesting and settlement of restricted stock units.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4012 to $0.4449.
  3. Includes (i) 36,032 restricted stock units ("RSUs") that vest on August 10, 2024, (ii) 48,744 RSUs that vest on January 27, 2025, (iii) 19,239 RSUs that vest on January 31, 2025, and (iv) 48,743 RSUs that vest on January 27, 2026.
  4. The reporting person is the sole shareholder of Keperra Holdings Limited.