Filing Details

Accession Number:
0000897069-24-000240
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-02 16:41:44
Reporting Period:
2024-01-31
Accepted Time:
2024-02-02 16:41:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1640384 Lm Funding America Inc. LMFA Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1742160 H Ryan Duran 1200 Platt Street
Suite 100
Tampa FL 33606
Vice President Of Operations No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-01-31 3,000 $0.51 145,907 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $0.75 2033-04-20 250,000 250,000 Direct
Common Stock Stock Option (right to buy) $5.95 2031-10-28 175,000 175,000 Direct
Common Stock Stock Option (right to buy) $50.00 2028-05-29 500 500 Direct
Common Stock Stock Option (right to buy) $500.00 2026-01-04 83 83 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2033-04-20 250,000 250,000 Direct
2031-10-28 175,000 175,000 Direct
2028-05-29 500 500 Direct
2026-01-04 83 83 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Options were granted under the the 2021 Omnibus Incentive Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.
  3. This option is presently exercisable in full.