Filing Details

Accession Number:
0000950170-24-009953
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-02-01 19:16:44
Reporting Period:
2024-01-30
Accepted Time:
2024-02-01 19:16:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1828811 Li-Cycle Holdings Corp. LICY Hazardous Waste Management (4955) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1877376 Ajay Kochhar C/O Li-Cycle Holdings Corp.
207 Queens Quay West, Suite 590
Toronto A6 M5J 1A7
President And Ceo No No No No
1878744 2829908 Delaware Llc 2351 Royal Windsor Dr Unit 10
Mississauga A6 L5J 4S7
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2024-01-30 27,345 $0.46 286,294 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 24,862,612 Indirect See Footnote
Footnotes
  1. The transaction reported reflects automatic sell to cover transactions that do not represent a discretionary trade by the Reporting Person in order to pay the tax liability arising from the vesting and settlement of restricted stock units.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.4414 to $0.50275.
  3. Includes 171,997 restricted stock units vesting between January 30, 2024 and January 27, 2026. Each restricted stock unit represents a right to receive one share of the Issuer's common shares.
  4. Held by 2829908 Delaware LLC, a Delaware limited liability company. Mr. Kochhar has the sole power to control the voting and disposition of the common shares held by 2829908 Delaware LLC by oral agreement. Mr. Kochhar is a director and officer of the Issuer.