Filing Details

Accession Number:
0001415889-24-001831
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-25 20:00:34
Reporting Period:
2024-01-23
Accepted Time:
2024-01-25 20:00:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534133 Calcimedica Inc. CALC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267959 A Fred Middleton C/O Calcimedica, Inc.
505 Coast Blvd. S. #307
La Jolla CA 92037
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-01-23 243,356 $3.70 946,744 No 4 P Indirect By Sanderling Venture Partners VI, LP
Common Stock Acquisiton 2024-01-23 144,676 $3.70 727,433 No 4 P Indirect By Sanderling Venture Partners VI Co-Investment Fund, L.P.
Common Stock Acquisiton 2024-01-23 194,472 $3.70 435,148 No 4 P Indirect By Sanderling Ventures VII, L.P.
Common Stock Acquisiton 2024-01-23 51,032 $3.70 114,260 No 4 P Indirect By Sanderling Ventures VII (Canada), L.P.
Common Stock Acquisiton 2024-01-23 13,184 $3.70 27,609 No 4 P Indirect By Sanderling Ventures VII Annex Fund, L.P.
Common Stock Acquisiton 2024-01-23 3,920 $3.70 21,602 No 4 P Indirect By Sanderling Ventures Management VI
Common Stock Acquisiton 2024-01-23 28,744 $3.70 30,292 No 4 P Indirect By Sanderling Ventures Management VII
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Sanderling Venture Partners VI, LP
No 4 P Indirect By Sanderling Venture Partners VI Co-Investment Fund, L.P.
No 4 P Indirect By Sanderling Ventures VII, L.P.
No 4 P Indirect By Sanderling Ventures VII (Canada), L.P.
No 4 P Indirect By Sanderling Ventures VII Annex Fund, L.P.
No 4 P Indirect By Sanderling Ventures Management VI
No 4 P Indirect By Sanderling Ventures Management VII
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2024-01-23 121,678 $0.13 121,678 $5.36
Common Stock Warrant Acquisiton 2024-01-23 121,678 $0.13 121,678 $7.15
Common Stock Warrant Acquisiton 2024-01-23 72,338 $0.13 72,338 $5.36
Common Stock Warrant Acquisiton 2024-01-23 72,338 $0.13 72,338 $7.15
Common Stock Warrant Acquisiton 2024-01-23 97,236 $0.13 97,236 $5.36
Common Stock Warrant Acquisiton 2024-01-23 97,236 $0.13 97,236 $7.15
Common Stock Warrant Acquisiton 2024-01-23 25,516 $0.13 25,516 $5.36
Common Stock Warrant Acquisiton 2024-01-23 25,516 $0.13 25,516 $7.15
Common Stock Warrant Acquisiton 2024-01-23 6,592 $0.13 6,592 $5.36
Common Stock Warrant Acquisiton 2024-01-23 6,592 $0.13 6,592 $7.15
Common Stock Warrant Acquisiton 2024-01-23 1,960 $0.13 1,960 $5.36
Common Stock Warrant Acquisiton 2024-01-23 1,960 $0.13 1,960 $7.15
Common Stock Warrant Acquisiton 2024-01-23 14,372 $0.13 14,372 $5.36
Common Stock Warrant Acquisiton 2024-01-23 14,372 $0.13 14,372 $7.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
121,678 2024-01-23 2024-12-31 No 4 P Indirect
121,678 2024-01-23 2026-12-31 No 4 P Indirect
72,338 2024-01-23 2024-12-31 No 4 P Indirect
72,338 2024-01-23 2026-12-31 No 4 P Indirect
97,236 2024-01-23 2024-12-31 No 4 P Indirect
97,236 2024-01-23 2026-12-31 No 4 P Indirect
25,516 2024-01-23 2024-12-31 No 4 P Indirect
25,516 2024-01-23 2026-12-31 No 4 P Indirect
6,592 2024-01-23 2024-12-31 No 4 P Indirect
6,592 2024-01-23 2026-12-31 No 4 P Indirect
1,960 2024-01-23 2024-12-31 No 4 P Indirect
1,960 2024-01-23 2026-12-31 No 4 P Indirect
14,372 2024-01-23 2024-12-31 No 4 P Indirect
14,372 2024-01-23 2026-12-31 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,714 Direct
Common Stock 8,176 Indirect By Golden Triangle Ventures, LLC
Footnotes
  1. The securities were acquired from the Issuer pursuant to a Securities Purchase Agreement dated January 19, 2024, with a closing date of January 23, 2024. The Securities Purchase Agreement and the issuance of the securities thereunder was approved by an independent committee of the Issuer's Board of Directors.
  2. The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the securities of the Issuer held by Sanderling Venture Partners VI, LP ("SVP VI, LP", together with Sanderling Venture Partners VI Co-Investment Fund, L.P., Sanderling VI Beteiligungs GmbH & Co. KG, Sanderling Ventures Management VI and Sanderling VI Limited Partnership (the "Sanderling VI Shares"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  3. The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VI Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  4. The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the securities of the Issuer held by Sanderling Ventures VII, LP ("SVP VII, LP", together with Sanderling Ventures Management VII, Sanderling Ventures VII (Canada), L.P. and Sanderling Ventures VII Annex Fund, L.P., the "Sanderling VII Shares"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  5. The Reporting Person, a director of Sanderling Ventures, may be deemed to beneficially own the Sanderling VII Securities. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  6. The Reporting Person is a managing member of Golden Triangle Ventures LLC and may be deemed to beneficially own the securities of the Issuer held by Golden Triangle Ventures LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  7. The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2024, and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's Phase 2b clinical trial in patients with acute pancreatitis but not thereafter.
  8. The warrant may be exercised on or after January 23, 2024, and on or prior to the earlier of (i) 5:00 p.m. (New York City time) on December 31, 2026 and (ii) thirty (30) days following the Issuer's public disclosure of topline results from the Issuer's planned Phase 2 clinical trial in patients with acute kidney injury but not thereafter.