Filing Details

Accession Number:
0001628280-24-002066
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-24 16:34:47
Reporting Period:
2024-01-23
Accepted Time:
2024-01-24 16:34:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
948708 Smith Micro Software Inc. SMSI Services-Prepackaged Software (7372) 330029027
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251368 Jr W William Smith 120 Vantis
Suite 350
Aliso Viejo CA 92656
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-01-23 6,952 $0.77 353,559 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,011,941 Indirect Smith Living Trust
Footnotes
  1. Sell-to-cover transaction to satisfy withholding tax obligation in connection with the vesting of a restricted stock award