Filing Details

Accession Number:
0001587987-24-000015
Form Type:
5/A
Zero Holdings:
No
Publication Time:
2024-01-24 15:31:50
Reporting Period:
2023-12-31
Accepted Time:
2024-01-24 15:31:50
Original Submission Date:
2024-01-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1587987 Newtekone Inc. NEWT National Commercial Banks (6021) 463755188
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1713483 Fernando Perez-Hickman 4800 T-Rex Avenue
Suite 120
Boca Raton FL 33431
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-04-14 20 $13.05 3,846 No 5 P Direct
Common Stock Acquisiton 2023-07-21 31 $17.92 3,846 No 5 P Direct
Common Stock Acquisiton 2023-10-20 41 $13.40 3,846 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct
No 5 P Direct
No 5 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,500 Indirect Shares are held by Trust
Footnotes
  1. Shares are held by Feathers Capital Group LLC, a limited liability company which is owned by the Maria del Carmen Escolar Gutierrez 2022 Irrevocable Trust (the "Trust"); the reporting person is a co-trustee of the Trust and the reporting person and his immediate family members are beneficiaries of the Trust.
  2. Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
  3. The Reporting Person incorrectly included Reporting Person's indirect holdings as direct holdings on his Form 5 filed on January 23, 2024.