Filing Details

Accession Number:
0001209191-24-002128
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-23 20:34:22
Reporting Period:
2024-01-22
Accepted Time:
2024-01-23 20:34:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1720671 Hashicorp Inc. HCP Services-Computer Programming Services (7371) 320410665
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1894717 Armon Dadgar C/O Hashicorp, Inc.
101 Second Street, Suite 700
San Francisco CA 94105
Chief Technology Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-01-22 359,040 $0.00 1,876,588 No 4 C Indirect See footnote
Class A Common Stock Disposition 2024-01-22 33,465 $21.89 1,843,123 No 4 S Indirect See footnote
Class A Common Stock Disposition 2024-01-22 2,439 $22.67 1,840,684 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2024-01-02 359,040 $0.00 359,040 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,449,056 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 118,864 Direct
Class A Common Stock 281,994 Indirect See footnote
Class A Common Stock 90,440 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Class B Common Stock $0.00 480,916 480,916 Direct
Class A Common Stock Class B Common Stock $0.00 2,057,036 2,057,036 Indirect
Class A Common Stock Class B Common Stock $0.00 601,328 601,328 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
480,916 480,916 Direct
2,057,036 2,057,036 Indirect
601,328 601,328 Indirect
Footnotes
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  2. The shares are held of record by the Armon Dadgar 2020 Charitable Trust.
  3. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 21, 2023.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.57 to $22.56, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.57 to $22.83, inclusive.
  6. The shares are held of record by the Armon Memaran-Dadgar Living Trust for which the reporting person serves as trustee.
  7. The shares are held of record by Black Swan III, LLC which the reporting person controls.