Filing Details

Accession Number:
0001127602-24-001970
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-23 19:28:59
Reporting Period:
2024-01-22
Accepted Time:
2024-01-23 19:28:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492422 Apellis Pharmaceuticals Inc. APLS Pharmaceutical Preparations (2834) 271537290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1658080 Cedric Francois C/O Apellis Pharmaceuticals, Inc.
100 Fifth Avenue, 3Rd Floor
Waltham MA 02451
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-01-22 13,431 $65.00 320,467 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 532,946 Indirect Indirect Owner (The Cedric Francois Irrevocable Trust of 2023 - 2)
Common Stock 654,211 Indirect Indirect Owner (The Cedric Francois Irrevocable Trust of 2023)
Common Stock 300,000 Indirect Indirect Owner (The Francois Grossi Trust)
Common Stock 234,411 Indirect Indirect Owner (The Francois-DuBois Educational Trust)
Footnotes
  1. This represents shares sold to cover tax withholding on the Restricted Stock Units released on 01/19/2024.
  2. The securities are held by The Cedric Francois Irrevocable Trust of 2023 - 2. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023 - 2. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 - 2 except to the extent of his pecuniary interest therein. Number includes 150,000 shares previously incorrectly allocated to The Cedric Francois Irrevocable Trust of 2023.
  3. The securities are held by The Cedric Francois Irrevocable Trust of 2023. William V. A. Zorn is the trustee of The Cedric Francois Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by The Cedric Francois Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein. Number reduced by 150,000 shares to reflect correct allocation to The Cedric Francois Irrevocable Trust of 2023.
  4. The securities are held by The Francois Grossi Trust, for which Juliana Grossi, the spouse of the reporting person, serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Francois Grossi Trust except to the extent of his pecuniary interest therein.
  5. The securities are held by The Francois-DuBois Educational Trust, for which the Fiduciary Trust Company of New England serves as trustee. The reporting person disclaims beneficial ownership over the shares held by The Francois-DuBois Educational Trust except to the extent of his pecuniary interest therein.