Filing Details

Accession Number:
0001654954-24-000842
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-23 18:21:01
Reporting Period:
2024-01-19
Accepted Time:
2024-01-23 18:21:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Crude Petroleum & Natural Gas (1311) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554740 Moore Clark 575 N. Dairy Ashford
Energy Center Ii, Suite 210
Houston TX 77079
Executive Vp No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-01-19 45,000 $0.66 555,334 No 4 S Direct
Common Stock Disposition 2024-01-23 50,000 $0.64 505,334 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,867 Indirect By minor child
Footnotes
  1. Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 19, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.
  2. This transaction was executed in multiple trades at prices ranging from $0.6402 to $0.69, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  3. Shares were sold pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person to satisfy the Reporting Person's tax liability in connection with the January 23, 2024 vesting of certain shares of restricted stock which were granted under the Company's 2021 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-3.
  4. This transaction was executed in multiple trades at prices ranging from $0.6293 to $0.65, inclusive. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
  5. Represents 2,867 shares of the Issuer's common stock owned by Reporting Person's minor child.