Filing Details

Accession Number:
0001209191-24-002021
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-22 20:22:31
Reporting Period:
2024-01-18
Accepted Time:
2024-01-22 20:22:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1783183 Phathom Pharmaceuticals Inc. PHAT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1363812 Molly Henderson C/O Phathom Pharmaceuticals, Inc.
100 Campus Drive, Suite 102
Florham NJ 07932
Cfo And Cbo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-01-19 6,307 $7.75 98,698 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2024-01-18 120,000 $0.00 120,000 $7.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,000 2034-01-17 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,911 Indirect By 401(k)
Footnotes
  1. Represents shares sold to satisfy tax withholding obligations upon the settlement of restricted stock units.
  2. Includes 1,944 shares acquired under the Phathom Pharmaceuticals, Inc. employee stock purchase plan in January 2024.
  3. The stock option will vest with respect to 25% of the shares of common stock on January 18, 2025, and will vest with respect to the remaining shares in equal monthly installments over the following three years, subject to the reporting person's continuous service to the Company on the applicable vesting dates.