Filing Details
- Accession Number:
- 0001387467-24-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-19 18:32:57
- Reporting Period:
- 2024-01-18
- Accepted Time:
- 2024-01-19 18:32:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1598738 | L Michael Pfeiffer | C/O Alpha &Amp; Omega Semiconductor Limited 475 Oakmead Parkway Sunnyvale CA 94085 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2024-01-18 | 2,375 | $7.21 | 59,994 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2024-01-18 | 664 | $26.68 | 59,330 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2024-01-19 | 4,500 | $7.21 | 63,830 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2024-01-19 | 2,673 | $27.34 | 61,157 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Share | Share Option (Right to Buy) | Disposition | 2024-01-18 | 2,375 | $0.00 | 2,375 | $7.21 |
| Common Share | Share Option (Right to Buy) | Disposition | 2024-01-19 | 4,500 | $0.00 | 4,500 | $7.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,500 | 2024-01-28 | No | 4 | M | Direct | |
| 0 | 2024-01-28 | No | 4 | M | Direct |
Footnotes
- The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2023.
- The price reported in Column 4 is the exact price at which all shares were sold.
- The option is fully vested and immediately exercisable for all option shares.
Billionaire Hedge Funds
