Filing Details

Accession Number:
0000950170-24-005064
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-17 17:00:12
Reporting Period:
2024-01-15
Accepted Time:
2024-01-17 17:00:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664703 Bloom Energy Corp BE Electrical Industrial Apparatus (3620) 770565408
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1868250 Guillermo Brooks 4353 North First Street
San Jose CA 95134
Evp, Sales - Americas No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2024-01-15 6,250 $0.00 149,651 No 4 M Direct
Class A Common Stock Acquisiton 2024-01-15 4,236 $0.00 153,887 No 4 M Direct
Class A Common Stock Disposition 2024-01-16 3,249 $12.22 150,638 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2024-01-15 6,250 $0.00 6,250 $0.00
Class A Common Stock Restricted Stock Units Disposition 2024-01-15 4,236 $0.00 4,236 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
37,500 No 4 M Direct
16,942 No 4 M Direct
Footnotes
  1. Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs").
  2. The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $12.21 to $12.26. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  3. Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
  4. The RSUs vest as to 25% of the shares on the one-year anniversary of the vesting commencement date, which is July 15, 2021, and 1/16th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.
  5. The RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is January 15, 2022, and 1/12th quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.