Filing Details

Accession Number:
0001127602-24-001436
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-17 16:38:41
Reporting Period:
2024-01-16
Accepted Time:
2024-01-17 16:38:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492422 Apellis Pharmaceuticals Inc. APLS Pharmaceutical Preparations (2834) 271537290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1657719 O. David Watson C/O Apellis Pharmaceuticals, Inc
100 Fifth Avenue, 3Rd Floor
Waltham MA 02451
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2024-01-16 23,748 $0.00 113,501 No 4 A Direct
Common Stock Disposition 2024-01-16 4,240 $66.81 109,261 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2024-01-16 34,533 $66.30 34,533 $66.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,533 2034-01-15 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,333 Indirect Indirect Owner (Custodial Account for Son)
Common Stock 80,705 Indirect Indirect Owner (The David O. Watson Irrevocable Trust of 2023)
Common Stock 6,667 Indirect Indirect Owner (The Watson Education Trust)
Footnotes
  1. This represents an award of Restricted Stock Units granted 01/16/2024 that vests annually from grant date over a four year period subject to continued service.
  2. This represents shares sold to cover tax withholding on the Restricted Stock Units released on 01/12/2024.
  3. This represents a custodial account held by the reporting person for the sole benefit of his minor son.
  4. The securities are held by The David O. Watson Irrevocable Trust of 2023. William Zorn is the trustee of The David O. Watson Irrevocable Trust of 2023. The reporting person disclaims beneficial ownership over the shares held by The David O. Watson Irrevocable Trust of 2023 except to the extent of his pecuniary interest therein.
  5. The securities are held by The Watson Education Trust (the "Trust"), for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership over the shares held by the Trust except to the extent of his pecuniary interest therein.
  6. This represents a stock option award granted 01/16/2024 that vests over a four year period. 25% vests one year from grant date and the remaining 75% vests monthly thereafter subject to continued service.