Filing Details

Accession Number:
0001465740-24-000022
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2024-01-17 16:37:57
Reporting Period:
2024-01-08
Accepted Time:
2024-01-17 16:37:57
Original Submission Date:
2024-01-10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1465740 Two Harbors Investment Corp. TWO Real Estate Investment Trusts (6798) 270312904
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1917084 Matthew Keen Two Harbors Investment Corp.
1601 Utica Avenue South, Suite 900
St. Louis Park MN 55416
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2024-01-08 7,939 $0.00 32,401 No 4 A Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2024-01-08 2,295 $0.00 34,696 No 4 A Direct
Common Stock, Par Value $0.01 Per Share Disposition 2024-01-09 1,147 $14.05 33,549 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027.
  2. This Form 4 amendment is being filed to correct the number of RSUs granted to the reported person on January 8, 2024. The original Form 4 filed on January 10, 2024 incorrectly reported a grant of 8,645 RSUs, instead of 7,939.
  3. Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan.
  4. The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 10, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.