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Home > Insider Trading > Filing (0001104659-24-004460)

Filing Details

Accession Number:: 0001104659-24-004460
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2024-01-17 16:02:51
Reporting Period:: 2024-01-12

Accepted Time:: 2024-01-17 16:02:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604191	First Wave Biopharma Inc.	FWBI	Pharmaceutical Preparations (2834)	464993860

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1697536	Sarah Romano	C/O First Wave Biopharma, Inc 777 Yamato Road, Suite 502 Boca Raton FL 33431	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2024-01-12	98	$4.20	20,306	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
Includes unvested RSUs.