Filing Details

Accession Number:
0001628280-24-001422
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-16 18:06:15
Reporting Period:
2024-01-11
Accepted Time:
2024-01-16 18:06:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879407 Arrowhead Pharmaceuticals Inc. ARWR Pharmaceutical Preparations (2834) 460408024
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1826263 Victoria Vakiener 177 E Colorado Blvd
Suite 700
Pasadena CA 91105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-01-11 3,620 $37.87 33,101 No 4 S Direct
Common Stock Disposition 2024-01-11 1,100 $38.84 32,001 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  2. Partial disposition of RSUs to satisfy tax withholding obligations.
  3. The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $37.43 to $38.40, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
  4. Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.
  5. The price reported on Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $38.41 to $39.30, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.