Filing Details
- Accession Number:
- 0001088825-11-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-27 19:24:21
- Reporting Period:
- 2011-07-25
- Filing Date:
- 2011-07-27
- Accepted Time:
- 2011-07-27 19:24:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236711 | M James Barton | C/O Tivo Inc 2160 Gold Street Po Box 2160 Alviso CA 95002 | Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-25 | 211,001 | $6.18 | 354,893 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-25 | 211,001 | $10.04 | 143,892 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | INCENTIVE STOCK OPTION (RIGHT TO BUY) | Disposition | 2011-07-25 | 15,425 | $6.18 | 15,425 | $6.18 |
| Common Stock | Non-Qualified stock option | Disposition | 2011-07-25 | 175,000 | $6.18 | 175,000 | $6.18 |
| Common Stock | Non-Qualified stock option | Disposition | 2011-07-25 | 20,576 | $6.18 | 20,576 | $6.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 0 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
| 0 | 2007-04-21 | 2017-03-21 | No | 4 | M | Direct |
Footnotes
- Averages Sales Price - Actual sale prices range from $9.97 - $.10.13 The reporting person will provide, upon request, full information regarding the number ofshares sold at each separate price.
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
Billionaire Hedge Funds
