Filing Details

Accession Number:
0000921895-11-001501
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-27 18:57:12
Reporting Period:
2011-07-25
Filing Date:
2011-07-27
Accepted Time:
2011-07-27 18:57:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
65358 United Capital Corp ("AFP") Miscellaneous Fabricated Metal Products (3490) 042294493
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242579 S Arnold Penner 249 East 71St Street
New York NY 10021
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-25 20,000 $12.20 40,000 No 4 M Direct
Common Stock Acquisiton 2011-07-25 20,000 $21.80 60,000 No 4 M Direct
Common Stock Disposition 2011-07-25 60,000 $30.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2011-07-25 20,000 $0.00 20,000 $12.20
Common Stock tock Option (right to buy) Disposition 2011-07-25 20,000 $0.00 20,000 $21.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-06-11 No 4 M Direct
0 2013-06-10 No 4 M Direct
Footnotes
  1. Information in this Form 4 reflects a two-for-one stock split of the Company effective in 2003.
  2. The options vested in three equal annual installments beginning on June 11, 2003.
  3. The options vested in three equal annual installments beginning on June 10, 2004.
  4. These shares were sold to the Issuer through a tender offer by the Issuer for up to 3,600,000 shares of its common stock at $30.00 per share.