Filing Details

Accession Number:
0001446472-11-000049
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-27 18:55:57
Reporting Period:
2011-07-25
Filing Date:
2011-07-27
Accepted Time:
2011-07-27 18:55:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077428 Texas Capital Bancshares Inc TCBI State Commercial Banks (6022) 752679109
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1122236 Jr R James Holland 2000 Mckinney Avenue
Suite 700
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-07-25 4,000 $7.25 291,186 No 4 M Indirect By Lamar Hunt Trust Estate
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-07-25 4,000 $19.37 295,186 No 4 M Indirect By Lamar Hunt Trust Estate
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-07-25 2,000 $23.00 297,186 No 4 M Indirect By Lamar Hunt Trust Estate
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-07-25 1,600 $22.47 298,786 No 4 M Indirect By Lamar Hunt Trust Estate
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-07-25 1,800 $18.67 300,586 No 4 M Indirect By Lamar Hunt Trust Estate
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-07-25 1,200 $14.17 301,786 No 4 M Indirect By Lamar Hunt Trust Estate
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-07-25 600 $18.52 302,386 No 4 M Indirect By Lamar Hunt Trust Estate
Common Stock, Par Value $0.01 Per Share Disposition 2011-07-25 15,200 $28.37 287,186 No 4 S Indirect By Lamar Hunt Trust Estate
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Lamar Hunt Trust Estate
No 4 M Indirect By Lamar Hunt Trust Estate
No 4 M Indirect By Lamar Hunt Trust Estate
No 4 M Indirect By Lamar Hunt Trust Estate
No 4 M Indirect By Lamar Hunt Trust Estate
No 4 M Indirect By Lamar Hunt Trust Estate
No 4 M Indirect By Lamar Hunt Trust Estate
No 4 S Indirect By Lamar Hunt Trust Estate
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2011-07-25 4,000 $0.00 4,000 $7.25
Common Stock Stock Options Disposition 2011-07-25 4,000 $0.00 4,000 $19.37
Common Stock Stock Appreciation Rights Disposition 2011-07-25 2,000 $0.00 2,000 $23.00
Common Stock Stock Appreciation Rights Disposition 2011-07-25 1,600 $0.00 1,600 $22.47
Common Stock Stock Appreciation Rights Disposition 2011-07-25 1,800 $0.00 1,800 $18.67
Common Stock Stock Appreciation Rights Disposition 2011-07-25 1,200 $0.00 1,200 $14.17
Common Stock Stock Appreciation Rights Disposition 2011-07-25 600 $0.00 600 $18.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-01-01 No 4 M Indirect
0 2013-01-01 No 4 M Indirect
0 2016-05-16 No 4 M Indirect
400 2017-07-23 No 4 M Indirect
1,200 2018-05-19 No 4 M Indirect
1,800 2019-05-19 No 4 M Indirect
2,400 2020-05-18 No 4 M Indirect
Footnotes
  1. The stated price represents the weighted average based on prices ranging from $28.32 to $28.55. Upon request from the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
  2. Owned by Lamar Hunt Trust Estate, of which Mr. Holland is Trustee.
  3. The stock options vested immediately upon their grant on January 1, 2002.
  4. The stock options vested immediately upon their grant on May 17, 2005.
  5. The stock appreciation rights vest in 20% increments over 5 years, beginning on their grant date on May 16, 2006.
  6. The stock appreciation rights vest in 20% increments over 5 years, beginning on their grant date on July 23, 2007.
  7. The stock appreciation rights vest in 20% increments over 5 years, beginning on their grant date on May 19, 2008.
  8. The stock appreciation rights vest in 20% increments over 5 years, beginning on their grant date on May 19, 2009.
  9. The stock appreciation rights vest in 20% increments over 5 years, beginning on their grant date on May 18, 2010.