Filing Details

Accession Number:
0001213900-24-003008
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-11 16:50:12
Reporting Period:
2024-01-10
Accepted Time:
2024-01-11 16:50:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1732078 Flat Rock Opportunity Fund FROPX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531090 Robert Grunewald C/O Flat Rock Opportunity Fund
680 S. Cache Street, Suite 100
Jackson WY 83001
Ceo Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2024-01-10 3,267 $18.98 76,124 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Interest 92,237 Indirect By Robert K. Grunewald Revocable Trust
Footnotes
  1. The number of shares includes shares acquired pursuant to the Flat Rock Opportunity Fund distribution reinvestment policy ("DRIP"), exempt under Rule 16a-11.