Filing Details
- Accession Number:
- 0001062993-24-000802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-11 16:48:41
- Reporting Period:
- 2024-01-10
- Accepted Time:
- 2024-01-11 16:48:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1428439 | Roku Inc | ROKU | Cable & Other Pay Television Services (4841) | 262087865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1716837 | J. Anthony Wood | C/O Roku, Inc. 1173 Coleman Ave. San Jose CA 95110 | Ceo And Chairman Bod | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2024-01-10 | 25,000 | $0.00 | 25,000 | No | 4 | C | Indirect | Wood Revocable Trust |
| Class A Common Stock | Disposition | 2024-01-10 | 25,000 | $90.50 | 0 | No | 4 | S | Indirect | Wood Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | Wood Revocable Trust |
| No | 4 | S | Indirect | Wood Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2024-01-10 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,153,111 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 141,221 | Direct | |
| Class A Common Stock | 42,500 | Indirect | Wood 2020 Irrevocable Trust |
| Class A Common Stock | 6,849 | Indirect | The Anthony J. Wood 2022 Annuity Trust V |
| Class A Common Stock | 54,702 | Indirect | The Anthony J. Wood 2022 Annuity Trust V-B |
| Class A Common Stock | 45,298 | Indirect | The Anthony J. Wood 2023 Annuity Trust V-B |
| Class A Common Stock | 41,851 | Indirect | The Anthony J. Wood 2023 Annuity Trust V |
Footnotes
- Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of ClassB Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer'srestated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class BCommon Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class BCommon Stock representing at least 66-2/3% of the shares of Class B Common Stock.
- Shares sold pursuant to a Rule 10b5-1 Sales Plan.
Billionaire Hedge Funds
