Filing Details

Accession Number:
0001209191-24-001082
Form Type:
4
Zero Holdings:
No
Publication Time:
2024-01-05 19:52:06
Reporting Period:
2024-01-04
Accepted Time:
2024-01-05 19:52:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1715768 Transphorm Inc. TGAN Semiconductors & Related Devices (3674) 821858829
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1862728 Kelly Smales C/O Transphorm, Inc.
75 Castilian Drive
Goleta CA 93117
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-01-04 766 $3.90 76,680 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2023.