Filing Details
- Accession Number:
- 0001421517-24-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2024-01-04 17:02:17
- Reporting Period:
- 2024-01-02
- Accepted Time:
- 2024-01-04 17:02:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1751098 | Joshua Ballard | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2024-01-02 | 6,250 | $7.60 | 52,402 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-01-02 | 6,250 | $18.50 | 46,152 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2024-01-03 | 6,250 | $7.60 | 52,402 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2024-01-03 | 6,250 | $18.59 | 46,152 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-01-02 | 6,250 | $7.60 | 6,250 | $7.60 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2024-01-03 | 6,250 | $7.60 | 6,250 | $7.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,550 | 2029-01-31 | No | 4 | M | Direct | |
| 8,300 | 2029-01-31 | No | 4 | M | Direct |
Footnotes
- This employee stock option was awarded on January 31, 2019 and was fully vested on January 31, 2023.
- These transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2023.
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