Filing Details
- Accession Number:
- 0001127602-11-022081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-26 19:55:11
- Reporting Period:
- 2011-07-26
- Filing Date:
- 2011-07-26
- Accepted Time:
- 2011-07-26 19:55:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1514705 | Suncoke Energy Inc. | SXC | Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) | 900640593 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1436692 | J Michael Thomson | 1011 Warrenville Road Suite 600 Lisle IL 60532 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-07-26 | 15,000 | $16.00 | 15,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2011-07-26 | 134,343 | $0.00 | 134,343 | $17.39 |
| Common Stock | Common Stock Unit | Acquisiton | 2011-07-26 | 29,412 | $0.00 | 29,412 | $0.00 |
| Common Stock | Common Stock Unit | Acquisiton | 2011-07-26 | 22,944 | $0.00 | 22,944 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 134,343 | 2012-07-23 | 2021-07-23 | No | 4 | A | Direct |
| 29,412 | No | 4 | A | Direct | ||
| 22,944 | No | 4 | A | Direct |
Footnotes
- Purchase of common stock in directed share program contingent upon the closing of the initial public offering of SunCoke Energy, Inc.
- Grant of stock options (right to buy SunCoke Energy, Inc. common stock), contingent upon the closing of the registrant's initial public offering. These options were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3, and are exercisable in one-third installments on the anniversary of the date of grant.
- Grant of restricted common stock units contingent upon the closing of the registrant's initial public offering. These units were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. These units will vest on the earlier of: (1) the first anniversary of the registrant's initial public offering; or (2) termination (not for cause) of the reporting person's employment with SunCoke Energy, Inc. due to death or disability.
- Conversion rate is 1 for 1.
- Not applicable.
- Grant of restricted common stock units contingent upon the closing of the registrant's initial public offering. These units were awarded pursuant to the SunCoke Energy, Inc. Long-Term Performance Enhancement Plan, in a transaction exempt under Rule 16b-3. Half of these units vest ratably in increments of one-third at the end of each of three annual vesting cycles. The remaining half vests on the fourth anniversary of the date of grant. Incremental settlement is contingent only upon the continued employment of reporting person with SunCoke Energy, Inc. through the end of each vesting cycle.
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